Independent review
A second qualified reviewer checks every model and report; the reviewer’s name appears on the deliverable. Excel models carry a reconciliation sheet against our calculation engine.
Governance & regulatory
How IBBC Capital is governed, and what it is permitted to do.
Institutions and public bodies need to know exactly who they are dealing with. This page states our legal entity, the activities we provide today, those awaiting licensing, and the controls behind our work.
Legal entity
Who we are
| Registered name | Published on this page on confirmation; available on request |
| Enterprise / tax code | – |
| Registered address | – |
| Contact | Contact form |
| Chief Executive Officer | Dr. Richard Khiem Tran |
IBBC Capital is an independent firm. It is not affiliated with any other financial group using a similar name, nor with any authority of the Vietnam International Financial Centre.
Regulatory status
Activities we provide, and activities awaiting a licence
| Activity | Status | Note |
|---|---|---|
| Research and market information | Provided | Sources, dates and limits stated on every product |
| Project preparation and readiness review | Provided | Under a signed scope of work and NDA |
| Financial modelling and debt structuring analysis | Provided | Analysis only; financing terms are set by lenders |
| Monitoring and reporting | Provided | Monthly reports under contract |
| Investment advisory | Licensing in progress | Not offered until approved |
| Capital introduction and arranging | Licensing in progress | No mandates accepted, no success fees until approved |
| Offering securities, holding client money, fund management | Not offered | Outside our scope |
This page will be updated with the licence number and issuing authority once granted.
Controls
The controls behind every deliverable
Conflicts of interest
Each engagement starts with a conflict check. We do not act for both sides of the same project, and staff declare personal interests and outside roles before assignment.
Data protection
Personal data is processed under Law 91/2025/QH15 on Personal Data Protection and Decree 356/2025/ND-CP, both effective 1 January 2026. Project documents are received only under NDA, never through public website forms.[1]
Client due diligence
Before engagement we identify the client, its beneficial owners and the source of the project, and decline work where the purpose cannot be established.
International standards
Environmental and social reviews reference the IFC Performance Standards and the Equator Principles; financial analysis reconciles VAS and IFRS where relevant.[2] [3]
Stated limits
Every deliverable lists what was not verified. Our work is not investment advice, an audit opinion or a financing commitment.
Questions for our governance team
Institutions and public bodies can request our policies and entity documents.